SARA Pilot Program

Are you a progressive financial advice business looking for an efficient way to pre vet your advice documents?

We are looking for 10 advice businesses to help pilot our new AI Powered, Statement of Advice Review Assistant (SARA).

SARA is NOT like other compliance solutions!

Most compliance technology (regtech) solutions are built around a ‘rules-based’ approach to reviewing advice. Meaning that every SOA needs meet the pre-determined ‘rules’ to pass the compliance checks. These rules only check if the SOA contains mandatory sections and disclosures.

SARA is different - because the technology uses Artificial Intelligence (AI), SARA is able to understand the clients objectives, relevant circumstances and the recommendations provided.

About the Pilot

There is no cost to participate in the pilot. To improve the technology, we need continuous feedback from advice businesses, just like yours.

Our pilot program offers you one-month, unlimited free access to the SARA App. We can set up your business and you can upload SOA’s for vetting.

At the end of the 30-day pilot, you are under no obligation to sign up for a subscription.

What About Security?

SARA uses Responsible AI. The GPT-4o model has been deployed to our own secure environment using the Microsoft Azure’s OpenAI service.

Our prompts. completions, and your SOA data:

• are NOT available to other customers.

• are NOT available to OpenAI.

• are NOT used to improve OpenAI models.

• are NOT used to train, retrain, or improve Azure OpenAI Service foundation models.

• are NOT used to improve any Microsoft or 3rd party products or services .

The Azure OpenAI Service is operated by Microsoft as an Azure service; Microsoft hosts the OpenAI models in Microsoft’s Azure environment and the Service does NOT interact with any services operated by OpenAI (e.g. ChatGPT, or the OpenAI API).