Resending A Compliance Check
“Re-Check with SARA” — Instant Second-Pass Compliance Review
We’re pleased to introduce Re-Check with SARA, a new workflow that lets advisers and compliance teams instantly resubmit a compliance check for another automated review, whenever the initial compliance check does not align with the data or response they expect.
Why We Built Re-Check with SARA
| Common Friction Point | Previous Experience | New Experience with Re-Check |
|---|---|---|
| Minor data corrections made after SARA’s first pass | User had to generate a brand-new compliance job, losing audit continuity | Click Re-Check → SARA re-analyses the latest version and appends results to the same audit thread |
| False-positive flag (e.g., fee disclosure already present but phrased differently) | Manual override notes were required | Re-Check prompts SARA to reassess the section with updated context, reducing manual notes |
| Tight turnarounds for SOAs near issue deadline | Adviser waited for compliance queue to cycle again | Re-Check returns updated findings in under 60 seconds, keeping production moving |
How It Works
When a compliance check has been identified as a fail, the ‘Resend Check’ button will be visible.
Click the Resend Check button
SARA immediately re-runs its rule engine on the latest file version and appends a new results tab (“Review #2”, “Review #3”, etc.) inside the same report.
The audit log records-each submission, timestamp, user ID, and any explanatory notes—ensuring a transparent, end-to-end review trail that meets RG 104/105 record-keeping obligations.
Key Benefits
Faster turnaround: Re-Check results average < 60 seconds for a 50-page SOA—no queue re-entry, no duplicate jobs.
Improved accuracy: SARA’s machine-learning models learn from user feedback captured in Re-Check notes, reducing future false positives.
Stronger audit defence: A single report shows every iteration, making it clear to ASIC or internal auditors how issues were resolved.
Reduced rework: Advisers can validate minor text edits without exporting, re-uploading, and re-mapping client metadata.
SARA’s mission is to deliver accurate, and efficient compliance reviews. With Re-Check, your team can iterate on advice documents in real time—without compromising the audit chain or slowing production.